🐂 Not all bull runs are created equal. November’s AI picks include 5 stocks up +20% eachUnlock Stocks

U.S. regulator probes FTX over handling of client funds - source

Published 11/09/2022, 11:54 AM
Updated 11/09/2022, 08:30 PM
© Reuters. FILE PHOTO: FTX logo is seen in this illustration taken, November 8, 2022. REUTERS/Dado Ruvic/Illustration

WASHINGTON (Reuters) -The U.S. securities regulator is investigating crypto exchange FTX.com's handling of customer funds amid a liquidity crunch, as well its crypto-lending activities, a source with knowledge of the inquiry said on Wednesday.

The Securities and Exchange Commission (SEC) is examining whether the platform is following securities laws related to segregation of customer assets and trading against customers, the source said. The probe began a number of months ago.

The Commodity Futures Trading Commission (CFTC) is also probing the issue, Bloomberg reported earlier on Wednesday.

Bloomberg also reported that the Department of Justice (DOJ) is looking into the turmoil and officials are working with SEC.

A DOJ spokesperson declined to comment on the Bloomberg report.

FTX.com did not immediately respond to Reuters' requests for comment.

The crypto industry has been in tumult as speculation about FTX's financial health snowballed into $6 billion of withdrawals in the 72 hours before Tuesday morning. Crypto giant Binance later on Tuesday said it signed a non-binding agreement to buy FTX's non-U.S. unit to help cover a "liquidity crunch" at the rival exchange.

The SEC is also scrutinizing the firm's relationship with its U.S. counterpart FTX US and Chief Executive Officer Sam Bankman-Fried's proprietary trading firm, the source said.

An SEC spokesperson declined to comment, saying: "The SEC does not comment on the existence or nonexistence of a possible investigation."

A CFTC spokesperson also declined to comment.

© Reuters. FILE PHOTO: FTX logo is seen in this illustration taken, November 8, 2022. REUTERS/Dado Ruvic/Illustration

The SEC has ratcheted up scrutiny of the crypto industry under Democratic leadership. Chair Gary Gensler has previously raised concerns about whether crypto platforms are properly segregating assets and whether they are trading against their customers with their market-making activities.

Earlier this year, a subsidiary of crypto firm BlockFi Inc agreed to pay a record penalty to settle charges related to its retail lending product. Other companies like FTX allow users to "stake" certain crypto tokens in exchange for a yield.

Latest comments

Risk Disclosure: Trading in financial instruments and/or cryptocurrencies involves high risks including the risk of losing some, or all, of your investment amount, and may not be suitable for all investors. Prices of cryptocurrencies are extremely volatile and may be affected by external factors such as financial, regulatory or political events. Trading on margin increases the financial risks.
Before deciding to trade in financial instrument or cryptocurrencies you should be fully informed of the risks and costs associated with trading the financial markets, carefully consider your investment objectives, level of experience, and risk appetite, and seek professional advice where needed.
Fusion Media would like to remind you that the data contained in this website is not necessarily real-time nor accurate. The data and prices on the website are not necessarily provided by any market or exchange, but may be provided by market makers, and so prices may not be accurate and may differ from the actual price at any given market, meaning prices are indicative and not appropriate for trading purposes. Fusion Media and any provider of the data contained in this website will not accept liability for any loss or damage as a result of your trading, or your reliance on the information contained within this website.
It is prohibited to use, store, reproduce, display, modify, transmit or distribute the data contained in this website without the explicit prior written permission of Fusion Media and/or the data provider. All intellectual property rights are reserved by the providers and/or the exchange providing the data contained in this website.
Fusion Media may be compensated by the advertisers that appear on the website, based on your interaction with the advertisements or advertisers.
© 2007-2024 - Fusion Media Limited. All Rights Reserved.