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Spartan Capital broker faces probe tied to deals advised by Morgan Stanley - WSJ

Published 06/28/2023, 09:39 AM
Updated 06/28/2023, 02:51 PM
© Reuters. FILE PHOTO: The logo for Morgan Stanley is seen on the trading floor at the New York Stock Exchange (NYSE) in Manhattan, New York City, U.S., August 3, 2021. REUTERS/Andrew Kelly/File Photo
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(Reuters) - Federal prosecutors are investigating whether a broker at Spartan Capital Securities traded on confidential information about planned mergers and acquisitions illegally obtained from Morgan Stanley (NYSE:MS), the Wall Street Journal reported on Wednesday.

Jordan Meadow's communications with five people, including a former Morgan Stanley employee, are under the scanner, the report said, citing people familiar with the matter.

Prosecutors are looking into whether Meadow accessed the email account of the former Morgan Stanley employee, the report added.

Spartan Capital, Morgan Stanley and a lawyer for Meadow did not immediately respond to Reuters requests for comment.

© Reuters. FILE PHOTO: The logo for Morgan Stanley is seen on the trading floor at the New York Stock Exchange (NYSE) in Manhattan, New York City, U.S., August 3, 2021. REUTERS/Andrew Kelly/File Photo

The bank has not been accused of any wrongdoing, according to the WSJ report.

The investigation into possible insider trading, securities fraud and other offenses is being carried out by the Manhattan U.S. attorney's office, the report said.

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