👀 Ones to watch: The MOST undervalued stocks to buy right nowSee Undervalued Stocks

JPMorgan set to pay nearly $1 billion in spoofing penalty: source

Published 09/23/2020, 01:51 PM
Updated 09/24/2020, 12:41 AM
© Reuters. JP Morgan Chase & Co sign outside headquarters in New York
JPM
-

By Lawrence Delevingne and Abhishek Manikandan

(Reuters) - JPMorgan Chase (NYSE:JPM) & Co is set to pay nearly $1 billion to resolve market manipulation investigations by U.S. authorities into its trading of metals futures and Treasury securities, a person familiar with the situation said on Wednesday.

The large fine would lift a regulatory shadow that has hung over the bank for several years and mark a signature victory for the government's efforts to clamp down on illegal trading techniques, such as spoofing, especially in the precious metals markets.

JPMorgan has said in public filings that it was in discussions with authorities about resolving the investigations.

The settlement with the Department of Justice, the Securities and Exchange Commission (SEC), and the Commodity Futures Trading Commission (CFTC) could come as soon as this week and is not expected to result in any restrictions on the bank's business, the person said.

The SEC declined to comment. The CFTC and Justice Department did not immediately respond to requests for comment. The settlement was first reported by Bloomberg News.

JPMorgan shares fell about 1.6% on Wednesday, less than the declines by other major banks.

Spoofing is a practice in which traders place orders they intend to cancel to move prices to benefit their market positions. The Justice Department has taken aim at the practice in recent years, using sophisticated data analysis tools to spot potential wrongdoing that it could not previously detect.

Reuters has reported that around 2017, the agency began using techniques it originally developed to spot healthcare fraud schemes to identify suspicious trading patterns, including by scanning activity on exchanges.

“The idea was: let’s mine this data source to see who the worst actors are,” Robert Zink, a top Justice official who helped lead the effort, told Reuters in May.

Read more: https://www.reuters.com/article/us-usa-doj-trading-insight/traders-beware-u-s-taps-new-tools-to-find-fraud-in-volatile-commodities-market-idUSKBN22X14E

© Reuters. JP Morgan Chase & Co sign outside headquarters in New York

The agency has already charged six JPMorgan traders for manipulating metals futures between 2008 and 2016.

Latest comments

Risk Disclosure: Trading in financial instruments and/or cryptocurrencies involves high risks including the risk of losing some, or all, of your investment amount, and may not be suitable for all investors. Prices of cryptocurrencies are extremely volatile and may be affected by external factors such as financial, regulatory or political events. Trading on margin increases the financial risks.
Before deciding to trade in financial instrument or cryptocurrencies you should be fully informed of the risks and costs associated with trading the financial markets, carefully consider your investment objectives, level of experience, and risk appetite, and seek professional advice where needed.
Fusion Media would like to remind you that the data contained in this website is not necessarily real-time nor accurate. The data and prices on the website are not necessarily provided by any market or exchange, but may be provided by market makers, and so prices may not be accurate and may differ from the actual price at any given market, meaning prices are indicative and not appropriate for trading purposes. Fusion Media and any provider of the data contained in this website will not accept liability for any loss or damage as a result of your trading, or your reliance on the information contained within this website.
It is prohibited to use, store, reproduce, display, modify, transmit or distribute the data contained in this website without the explicit prior written permission of Fusion Media and/or the data provider. All intellectual property rights are reserved by the providers and/or the exchange providing the data contained in this website.
Fusion Media may be compensated by the advertisers that appear on the website, based on your interaction with the advertisements or advertisers.
© 2007-2024 - Fusion Media Limited. All Rights Reserved.