🐂 Not all bull runs are created equal. November’s AI picks include 5 stocks up +20% eachUnlock Stocks

Britain cracks down on 'vulture' pensions advisers

Published 06/05/2020, 03:35 AM
© Reuters.

LONDON (Reuters) - Britain's markets watchdog has banned contingent charging after lawmakers criticised financial advisors for ripping off steelworkers facing critical decisions about their pensions.

Contingent charging refers to financial advisers not earning their fee unless they recommend a specific course of action for an accrued defined benefit pension.

"The ban will remove the conflicts of interest which arise where a financial adviser only gets paid if a (pension pot) transfer goes ahead," the Financial Conduct Authority (FCA) said in a statement.

"It will also help good advisers, who will often advise (pension holders) to stay put, to compete."

In a 2018 parliamentary report, lawmakers criticised the FCA for being too slow to prevent "vulture" advisers ripping off steelworkers in Port Talbot, Wales, by forcing them to choose between moving their British Steel pension to a new company scheme or joining a lifeboat scheme.

A lifeboat scheme is one set up by the government to protect pension benefits accrued by members when their employer becomes insolvent.

The FCA said on Friday that in reviewing pensions advice given in defined benefit cases across the market, it found that the percentage of clients given unsuitable advice in the British Steel scheme was higher than those in the rest of the sample.

The watchdog will write to 7,700 former members of the British Steel scheme to help them to revisit the advice they received, and to complain if they have concerns.

The FCA is undertaking 30 enforcement investigations arising from its scrutiny of the defined pensions advice market.

The watchdog had said in 2018 that evidence did not show that contingent charging was the main driver of poor outcomes for customers and would carry out further analysis.

Latest comments

Risk Disclosure: Trading in financial instruments and/or cryptocurrencies involves high risks including the risk of losing some, or all, of your investment amount, and may not be suitable for all investors. Prices of cryptocurrencies are extremely volatile and may be affected by external factors such as financial, regulatory or political events. Trading on margin increases the financial risks.
Before deciding to trade in financial instrument or cryptocurrencies you should be fully informed of the risks and costs associated with trading the financial markets, carefully consider your investment objectives, level of experience, and risk appetite, and seek professional advice where needed.
Fusion Media would like to remind you that the data contained in this website is not necessarily real-time nor accurate. The data and prices on the website are not necessarily provided by any market or exchange, but may be provided by market makers, and so prices may not be accurate and may differ from the actual price at any given market, meaning prices are indicative and not appropriate for trading purposes. Fusion Media and any provider of the data contained in this website will not accept liability for any loss or damage as a result of your trading, or your reliance on the information contained within this website.
It is prohibited to use, store, reproduce, display, modify, transmit or distribute the data contained in this website without the explicit prior written permission of Fusion Media and/or the data provider. All intellectual property rights are reserved by the providers and/or the exchange providing the data contained in this website.
Fusion Media may be compensated by the advertisers that appear on the website, based on your interaction with the advertisements or advertisers.
© 2007-2024 - Fusion Media Limited. All Rights Reserved.