Selloff or Market Correction? Either Way, Here's What to Do NextSee Overvalued Stocks

Bank of England to spell out fate of open-ended funds in December

Published 10/09/2019, 07:55 AM
© Reuters. People are seen outside the Bank of England in London

By Carolyn Cohn and Huw Jones

LONDON (Reuters) - How investors can pull cash from open-ended funds will be updated in December, following the high-profile suspension of money manager Neil Woodford's equity fund, the Bank of England said.

In the clearest sign yet that changes to how funds are designed are on the cards, the BoE's Financial Policy Committee published principles on Wednesday to reduce "incentives" for investors to redeem before others, which can trigger fire sales.

"The committee continued to judge that the mismatch between redemption terms and the liquidity of some funds' assets had the potential to become a systemic risk," the committee said in a statement.

Woodford had to suspend his flagship fund in June, trapping thousands of retail investors. The fund offered daily redemptions to customers, but it ran out of cash because some of the assets were unlisted and could not be quickly sold.

The BoE and the Financial Conduct Authority are looking at the illiquidity mismatch in open-ended funds that contain hard-to-trade assets and offer daily withdrawals.

"The progress of this review will be reported in the December Financial Stability Report (FSR)," the FPC said. The FSR is due to be published on Dec. 10.

The committee said that incentives for investors to redeem ahead of others in the fund should be reduced through "greater consistency in the design of the funds".

This would be between their liquidity - or how quickly assets can be sold - and redemption frequency or length of notice period, as well as the price offered to redeeming investors. Investors often suffer a price discount if they withdraw when the fund is struggling to sell assets.

"Consistency between these features of a fund could ensure that investors redeeming their share could do so without placing a cost on remaining investors," the FPC said.

Britain, however, may not be able to introduce all the fund rule changes itself. Some will need backing from international regulators, who have already signaled scepticism over the need for an overhaul.

Open-ended funds like Woodford are regulated under European Union rules.

The FCA last week published tougher rules for funds that invest in hard-to-sell assets like property, as property funds with more than 18 billion pounds in assets under management froze shortly after the June 2016 Brexit vote.

But the new FCA rules did not cover funds like Woodford's and did not tackle fund structure, leaving that to the separate BoE and FCA review.

© Reuters. People are seen outside the Bank of England in London

(This story has been refiled to restore missing word `be' in first paragraph.)

Latest comments

Risk Disclosure: Trading in financial instruments and/or cryptocurrencies involves high risks including the risk of losing some, or all, of your investment amount, and may not be suitable for all investors. Prices of cryptocurrencies are extremely volatile and may be affected by external factors such as financial, regulatory or political events. Trading on margin increases the financial risks.
Before deciding to trade in financial instrument or cryptocurrencies you should be fully informed of the risks and costs associated with trading the financial markets, carefully consider your investment objectives, level of experience, and risk appetite, and seek professional advice where needed.
Fusion Media would like to remind you that the data contained in this website is not necessarily real-time nor accurate. The data and prices on the website are not necessarily provided by any market or exchange, but may be provided by market makers, and so prices may not be accurate and may differ from the actual price at any given market, meaning prices are indicative and not appropriate for trading purposes. Fusion Media and any provider of the data contained in this website will not accept liability for any loss or damage as a result of your trading, or your reliance on the information contained within this website.
It is prohibited to use, store, reproduce, display, modify, transmit or distribute the data contained in this website without the explicit prior written permission of Fusion Media and/or the data provider. All intellectual property rights are reserved by the providers and/or the exchange providing the data contained in this website.
Fusion Media may be compensated by the advertisers that appear on the website, based on your interaction with the advertisements or advertisers.
© 2007-2024 - Fusion Media Limited. All Rights Reserved.