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RPT-TABLE-Approved QFIIs and investment quotas in China

Published 09/07/2009, 03:07 AM
Updated 09/07/2009, 04:18 AM
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(Repeats to fix table formatting)

BEIJING, Sept 7 (Reuters) - China last week announced new draft rules governing the Qualified Foreign Institutional Investor (QFII) scheme, under which foreign portfolio investors may participate in the country's capital markets. [ID:nPEK33586]

The rules increase the maximum individual QFII quota to $1 billion from $800 million, and lower the minimum quota to $20 million from $50 million.

The State Administration of Foreign Exchange has set a $30 billion overall quota for the QFII programme, but an official said last week that only half of that has been granted so far in the form of quotas for institutions.

Following is a list of institutions that have been given QFII licenses as of the end of July, in order of date of approval, along with their quotas as of the end of 2007, when SAFE stopped announcing individual quotas.

INSTITUTION^ APPROVED^ QUOTA ($1 MLN)* 1. UBS AG 2003-5-23

800 2. Nomura Securities 2003-5-23

350 3. Morgan Stanley & Co Int'l Ltd 2003-6-5

400 4. Citigroup Global Markets 2003-6-5

550 5. Goldman Sachs & Co 2003-7-4

300 6. Deutsche Bank 2003-7-30

400 7. Hong Kong and Shanghai Banking Corp 2003-8-4

400 8. ING Bank 2003-9-10 350 9. J.P.Morgan Chase Bank 2003-9-30

150 10. Credit Suisse (Hong Kong) Ltd 2003-10-24

500 11. Standard Chartered (Hong Kong) 2003-12-11

75 12. Nikko Asset Management 2003-12-11

450 13. Merrill Lynch Int'l 2004-4-30

300 14. Hang Seng Bank 2004-5-10

100 15. Daiwa Securities SMBC 2004-5-10

50 16. Lehman Brothers Int'l (Europe) 2004-7-6

200 17. Bill & Melinda Gates Foundation 2004-7-19

100 18. INVESCO Asset Management 2004-8-4

250 19. ABN AMRO Bank 2004-9-2

175 20. Societe Generale 2004-9-2

50 21. Barclays Bank 2004-9-15

75 22. Dresdner Bank AG 2004-9-27 75 23. Fortis Bank 2004-9-29 50 24. BNP Paribas 2004-9-29 200 25. Power Corporation of Canada 2004-10-15 50 26. Calyon S.A. 2004-10-15 75 27. Goldman Sachs Asset Mgt Int'l 2005-5-9 200 28. Martin Currie Investment Management 2005-10-25 120 29. Gov't of Singapore Investment Corp 2005-10-25 100 30. AIG Global Investment Corp 2005-11-14 50 31. Temasek Fullerton Alpha Investments 2005-11-15 100 32. JF Asset Management Limited 2005-12-28 150 33. Dai-ichi Mutual Life Insurance 2005-12-28 100 34. DBS Bank Ltd 2006-2-13 100 35. AMP Capital Investors Ltd 2006-4-10 200 36. Scotia Bank 2006-4-10 150 37. KBC Financial Products UK Limited 2006-4-10 100 38. La Compagnie Financiere

Edmond de Rothschild Banque 2006-4-10 100 39. Yale University 2006-4-14 50 40. Morgan Stanley Inv't Mgt Inc 2006-7-7 200 41. Prudential Asset Mgt (Hong Kong) 2006-7-7 200 42. Stanford University 2006-8-5 50 43. GE Asset Mgt Inc 2006-8-5 200 44. United Overseas Bank Ltd 2006-8-5 50 45. Schroder Inv't Mgt Ltd 2006-8-29 200 46. HSBC Investments (Hong Kong) Ltd 2006-9-5 200 47. Shinko Securities Co.Ltd 2006-9-5 50 48. UBS Global Asset Mgt (Singapore) 2006-9-25 200 49. Sumitomo Mitsui Asset Mgt Co Ltd 2006-9-25 200 50. Norges Bank 2006-10-24 ~ 51. Pictet Asset Mgt Ltd 2006-10-25 ~ 52. The Trustees of Columbia University

in the City of New York 2008-3-12 ~ 53. Prudential Asset Management Co Ltd 2008-4-7 ~ 54. Robeco Institutional Asset Mgt 2008-5-5 ~ 55. State Street Global Advisors Asia 2008-5-16 ~ 56. Platinum Investment Company Ltd 2008-6-2 ~ 57. KBC Asset Management N.V. 2008-6-2 ~ 58. Mirae Asset Inv't Mgt Co Ltd 2008-7-25 ~ 59. ACE INA Int'l Holdings Ltd 2008-8-5~ 60. Caisse de depot et

placement du Quebec 2008-8-22 ~ 61. President and Fellows of

Harvard College 2008-8-22 ~ 62. Samsung Investment Trust Mgt 2008-8-25 ~ 63. Alliance Bernstein Limited 2008-8-28 ~ 64. Overseas-Chinese Banking Corp Ltd 2008-8-28 ~ 65. First State Inv't Mgt (UK) 2008-9-11 ~ 66. DAIWA Asset Management Co 2008-9-11 ~ 67. Shell Asset Management Co 2008-9-12 ~ 68. T. Rowe Price Int'l Inc 2008-9-12 ~ 69. Societe Generale Asset Mgt 2008-10-14 ~ 70. Credit Suisse 2008-10-14 ~ 71. UOB Asset Management Ltd 2008-11-28 ~ 72. ABU Dhabi Investment Authority 2008-12-3 ~ 73. Allianz Global Investors Luxembourg 2008-12-16 ~ 74. Capital Int'l 2008-12-18 ~ 75. Mitsubishi UFJ Securities Co Ltd 2008-12-29 ~ 76. Hanwha Investment Trust Mgt 2009-2-5 ~ 77. Emerging Markets Management 2009-2-10 ~ 78. DWS Investment S.A. 2009-2-24 ~ 79. The Korea Development Bank 2009-4-23 ~ 80. Woori Bank Co Ltd 2009-5-4 ~ 81. Bank Negara Malaysia 2009-5-19 ~ 82. Lloyd George Mgt (Hong Kong) 2009-5-27 ~ 83. Templeton Investment Counsel 2009-6-5 ~ 84. BEA Union Investment Mgt Ltd 2009-6-18 ~ 85. Sumitomo Trust & Banking Co Ltd 2009-6-26 ~ 86. Korea Investment Trust Mgt Co Ltd 2009-7-21 ~

~ Not available from official sources.

^ Source: China Securities Regulatory Commission.

* Source: State Administration of Foreign Exchange (Compiled by Zhou Xin and Jason Subler; Editing by Ken Wills)

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