👀 Ones to watch: The MOST undervalued stocks to buy right nowSee Undervalued Stocks

Regulator censures Credit Suisse for Greensill blunders

Published 02/28/2023, 02:27 AM
Updated 02/28/2023, 05:56 AM
© Reuters. FILE PHOTO: Switzerland's national flag flies above a logo of Swiss bank Credit Suisse in front of a branch office in Bern, Switzerland November 29, 2022. REUTERS/Arnd Wiegmann/File Photo

By Noele Illien and Oliver Hirt

BERLIN (Reuters) - Swiss regulators have rebuked Credit Suisse for "serious" failings in its handling of a multi-billion business with now defunct financier Greensill, the third such public censure in two years.

The probe, which investigated Credit Suisse's abrupt closure of $10 billion of funds linked to Greensill, found that although portrayed as low risk to investors, the bank had "little knowledge and control" over the claims underpinning the investments.

At the centre of the ill-fated scheme were supply chain finance deals, also known as reverse factoring, where companies can get cash from banks and funds such as Greensill Capital to pay suppliers.

The regulator, FINMA, said Credit Suisse, asset manager of the funds, did not select and review them, Greensill did, leaving the bank largely in the dark. Credit Suisse also left it to Greensill to arrange the insurance against loss.

The regulators also found that the misgivings of one banker at Credit Suisse about granting a loan to Greensill were overruled.

FINMA also issued a series of instructions to the bank on how it should improve risk controls as well as the launch of enforcement proceedings against managers involved.

It is the third such public shaming of Credit Suisse by the supervisor, who also criticised the bank in 2021 for spying on top executives and granting outsized loans to Mozambique linked to a corruption scandal that plunged it into a debt crisis.

Daniel Bosshard, an analyst with Luzerner Kantonalbank, said the FINMA report was alarming and showed how the bank was "flying blind" with Greensill.

The string of scandals have frustrated officials at FINMA, who struggle to hold bankers to account because Swiss rules only allow it to sanction directors if directly involved in wrongdoing rather than for general managerial lapses.

FINMA is not allowed to impose fines or other penalties.

Gerhard Andrey, a Swiss lawmaker, welcomed the fact that FINMA required Credit Suisse to document the responsibilities of its top 600 staff as a step towards more accountability.

© Reuters. FILE PHOTO: Switzerland's national flag flies above a logo of Swiss bank Credit Suisse in front of a branch office in Bern, Switzerland November 29, 2022. REUTERS/Arnd Wiegmann/File Photo

"We don't need more box ticking," he said. "We need a change of culture."

Credit Suisse CEO Ulrich Koerner said the announcement "underlines the importance of the actions we have taken in recent years to strengthen our risk and compliance culture".

Latest comments

Risk Disclosure: Trading in financial instruments and/or cryptocurrencies involves high risks including the risk of losing some, or all, of your investment amount, and may not be suitable for all investors. Prices of cryptocurrencies are extremely volatile and may be affected by external factors such as financial, regulatory or political events. Trading on margin increases the financial risks.
Before deciding to trade in financial instrument or cryptocurrencies you should be fully informed of the risks and costs associated with trading the financial markets, carefully consider your investment objectives, level of experience, and risk appetite, and seek professional advice where needed.
Fusion Media would like to remind you that the data contained in this website is not necessarily real-time nor accurate. The data and prices on the website are not necessarily provided by any market or exchange, but may be provided by market makers, and so prices may not be accurate and may differ from the actual price at any given market, meaning prices are indicative and not appropriate for trading purposes. Fusion Media and any provider of the data contained in this website will not accept liability for any loss or damage as a result of your trading, or your reliance on the information contained within this website.
It is prohibited to use, store, reproduce, display, modify, transmit or distribute the data contained in this website without the explicit prior written permission of Fusion Media and/or the data provider. All intellectual property rights are reserved by the providers and/or the exchange providing the data contained in this website.
Fusion Media may be compensated by the advertisers that appear on the website, based on your interaction with the advertisements or advertisers.
© 2007-2024 - Fusion Media Limited. All Rights Reserved.