🥇 First rule of investing? Know when to save! Up to 55% off InvestingPro before BLACK FRIDAYCLAIM SALE

ECB bars policymakers from speculating after backlash, Fed scandals

Published 12/16/2022, 06:49 AM
Updated 12/16/2022, 07:31 AM
© Reuters. The European Central Bank (ECB) building is seen from a cafe amid Christmas decorations, before the monthly news conference following the ECB's monetary policy meeting in Frankfurt, Germany December 15, 2022. REUTERS/Wolfgang Rattay

FRANKFURT (Reuters) - The European Central Bank has banned its top officials from picking stocks and bonds or making short-term trades after a string of scandals at the Federal Reserve and backlash at home.

Rate setters and bank supervisors at the ECB will no longer be allowed to invest in individual stocks or bonds but only in "broadly diversified" funds and will have to hold those investments for at least one year, from one month previously.

Reuters was first to report last year that 13 out of 25 members of the ECB's Governing Council had picked their own funds, stocks and bonds - in some cases including government debt the ECB is hoovering up under its stimulus programmes or shares in companies whose debt it buys.

As the ECB has the power to sway financial markets - as it did just this Thursday by signalling its intention to raise rates more than expected - this triggered a backlash from lawmakers, academics and transparency activists.

Some of their suggestions were taken on board by the ECB in its new Code of Conduct, which will come into force on Jan. 1, 2023.

Among other changes, top ECB officials will need to notify the ECB's Ethics Committee 30 days before making any transaction worth more than 50,000 euros ($53,160).

The ECB's Ethics Committee is appointed by the Governing Council and currently includes two former members - Patrick Honohan and Erkki Liikanen - and Virginia Canter, previously an ethics adviser to U.S. presidents and the International Monetary Fund.

ECB officials covered by the new rules will also have to disclose all investments carried out in the last calendar year, with the information published yearly on the bank's website.

Their spouses and minor children will also be expected to report any transaction worth more than 10,000 euros to the ECB though these will not be made public.

The ECB will let top officials keep hold of any existing investment even if it is banned by the new rules, provided that they do not make any further purchases and seek the Ethics Committee's approval before selling.

Still, the latest disclosures showed that board member Isabel Schnabel, for one, had already offloaded the lengthy list of single stocks she owned.

The Fed has been rattled by a series of trading controversies over the past year that saw three policymakers, including then-deputy chair Richard Clarida step down early.

© Reuters. FILE PHOTO: The building of the European Central Bank (ECB) is seen in fog before the monthly news conference following the ECB's monetary policy meeting in Frankfurt, Germany, December 15, 2022. REUTERS/Wolfgang Rattay/File Photo

Over recent weeks, Atlanta Fed President Raphael Bostic also acknowledged that over the last few years he had accidentally broken standards then in place defining permissible investment activity.

($1 = 0.9406 euros)

Latest comments

Risk Disclosure: Trading in financial instruments and/or cryptocurrencies involves high risks including the risk of losing some, or all, of your investment amount, and may not be suitable for all investors. Prices of cryptocurrencies are extremely volatile and may be affected by external factors such as financial, regulatory or political events. Trading on margin increases the financial risks.
Before deciding to trade in financial instrument or cryptocurrencies you should be fully informed of the risks and costs associated with trading the financial markets, carefully consider your investment objectives, level of experience, and risk appetite, and seek professional advice where needed.
Fusion Media would like to remind you that the data contained in this website is not necessarily real-time nor accurate. The data and prices on the website are not necessarily provided by any market or exchange, but may be provided by market makers, and so prices may not be accurate and may differ from the actual price at any given market, meaning prices are indicative and not appropriate for trading purposes. Fusion Media and any provider of the data contained in this website will not accept liability for any loss or damage as a result of your trading, or your reliance on the information contained within this website.
It is prohibited to use, store, reproduce, display, modify, transmit or distribute the data contained in this website without the explicit prior written permission of Fusion Media and/or the data provider. All intellectual property rights are reserved by the providers and/or the exchange providing the data contained in this website.
Fusion Media may be compensated by the advertisers that appear on the website, based on your interaction with the advertisements or advertisers.
© 2007-2024 - Fusion Media Limited. All Rights Reserved.