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US SEC and FINRA to Discuss Digital Assets at Joint Broker-Dealer Meeting in June

Published 04/18/2019, 11:28 AM
Updated 04/18/2019, 02:23 PM
US SEC and FINRA to Discuss Digital Assets at Joint Broker-Dealer Meeting in June

Two United States regulators, namely the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA), will discuss cryptocurrency at a broker-dealer meeting on June 27. The SEC announced the opening of registration for the event on April 16 on its website.

Per the announcement, the 2019 National Compliance Outreach Program for Broker-Dealers will be sponsored by the SEC’s Office of Compliance Inspections and Examinations, the SEC's Division of Trading and Markets and the FINRA. The event will take place at the Federal Reserve Bank of Chicago and will focus on investor protection and “regulatory hot topics,” such as cybersecurity and digital assets.

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