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WM Technology agrees to $1.5 million SEC settlement

EditorLina Guerrero
Published 07/25/2024, 04:34 PM
MAPS
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WM Technology, Inc., a provider of prepackaged software services, has reached an agreement in principle to settle an investigation by the Securities and Exchange Commission (SEC) concerning the company's reporting of its monthly active users (MAUs). The Irvine, California-based company, which trades on the Nasdaq Global Select Market under the ticker NASDAQ:MAPS, with warrants listed as NASDAQ:MAPSW, disclosed the settlement in an 8-K filing on Thursday.

The SEC's investigation followed a complaint received by WM Technology's Board in the second quarter of 2022 regarding the calculation and reporting of MAUs. An internal investigation led by a special committee found no impact on the company's financial results or on the reporting or disclosure of non-GAAP financial metrics. Subsequently, the company ceased reporting MAUs.

On Monday, WM Technology agreed to the SEC's terms without admitting or denying the findings. The proposed settlement includes a cease-and-desist order and a civil money penalty of $1.5 million for violations related to the Securities Act of 1933 and the Securities Exchange Act of 1934, among other infringements.

This agreement comes after WM Technology voluntarily reported the internal complaint and subsequent investigation to the SEC in August 2022, which led to the SEC's Division of Enforcement opening an investigation. The company has stated that it has cooperated fully with the SEC throughout the process.

In other recent news, WM Technology, Inc. has been dealing with significant executive changes and compliance issues. The company recently announced the resignation of its Chief Technology Officer, Duncan Grazier, effective July 31, 2024. Grazier will continue to serve the company in an advisory role until October 31, 2024, while the company seeks a replacement. In addition, Executive Chair Douglas Francis was awarded a discretionary performance bonus of $835,000 for the fiscal year 2023, acknowledging his contributions to the company.

In terms of compliance, WM Technology is in the process of resolving Nasdaq compliance issues related to delays in filing required financial reports. The company received a delinquency notification from Nasdaq for not submitting its quarterly report for the period ending March 31, 2024, and its annual report for the year ending December 31, 2023. These delays were attributed to a recent change in executive finance leadership.

The company is working diligently to finalize its financial statements and plans to file the annual report promptly, with the filing of the quarterly report to follow. These developments are recent and reflect the ongoing changes within the company.

InvestingPro Insights

Amidst the recent developments regarding WM Technology's settlement with the SEC, investors looking to understand the company's financial health can gain valuable insights from InvestingPro data and tips. WM Technology boasts a high gross profit margin of 93.9% as of Q1 2024, indicating strong operational efficiency in generating revenue over its cost of goods sold. Additionally, analysts predict the company will turn profitable this year, which may provide a positive outlook for future earnings.

InvestingPro data highlights a market capitalization of $166.87 million, reflecting the company's valuation in the market. While the company trades at a high Price/Book multiple of 7.99, suggesting investors are paying a premium for its net assets, the valuation implies a strong free cash flow yield, which could be an attractive point for those focused on the company's potential to generate cash.

For those interested in deeper analysis, InvestingPro offers more tips on WM Technology, including insights on its shareholder yield and debt levels. To access these additional tips and metrics, consider subscribing with the coupon code PRONEWS24 to get up to 10% off a yearly Pro and a yearly or biyearly Pro+ subscription. There are 6 additional InvestingPro Tips available that could further inform investment decisions regarding WM Technology.

This article was generated with the support of AI and reviewed by an editor. For more information see our T&C.

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