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Mountain Crest receives Nasdaq compliance warning

Published 09/18/2024, 04:37 PM
MCAG
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NEW YORK - Mountain Crest Acquisition Corp. V (NASDAQ: MCAG) has received a deficiency notification from The Nasdaq Stock Market due to non-compliance with filing requirements. The notice, dated September 13, 2024, indicated the company's failure to file its quarterly reports on Form 10-Q for the first and second quarters of 2024 and its annual report on Form 10-K for 2023 on time.


The company, which operates as a blank check company for business mergers and acquisitions, has since made strides to address the issue. It filed the overdue annual report on August 26, 2024, and the first quarter report on September 13, 2024. Additionally, Mountain Crest submitted a plan to regain compliance to Nasdaq on September 16, 2024, and has requested an extension until October 14, 2024, to file the second quarter report.


Nasdaq's Listing Rule 5250(c)(1) requires timely filing of financial reports as part of its continuous listing standards. Failure to meet these standards can result in delisting from the exchange. The company's plan to regain compliance is subject to acceptance by Nasdaq, and if granted, the exception will allow Mountain Crest up to 180 calendar days from the due date of the Form 10-K to fulfill its filing obligations.


The notification from Nasdaq serves as a procedural step in monitoring the compliance of listed companies with the exchange's regulatory requirements. Mountain Crest has expressed its commitment to fulfilling the necessary steps to maintain its listing status.


This development is based on a press release statement by Mountain Crest Acquisition Corp. V and is a significant checkpoint for the company's regulatory compliance trajectory. Investors and stakeholders are advised to monitor the company's filings and announcements for further updates on its compliance status.


In other recent news, Mountain Crest Acquisition Corp. V has made significant strides in resolving its prior non-compliance with Nasdaq Listing Rule 5250(c)(1) by timely filing of periodic reports with the SEC. This development comes after the company's submission of its Form 10-K for the year ended December 31, 2023, which led to Nasdaq confirming the company's regained compliance. This conclusion of the delisting matter is a major step for Mountain Crest, an emerging growth company in the blank check sector.


Adding to these recent developments, Mountain Crest Acquisition Corp. V has also entered into a financial agreement with its sponsor, Mountain Crest Global Holdings LLC. The company has issued an unsecured promissory note to its sponsor, valued at up to $500,000. The borrowed funds from this note, which will not accrue interest, are to be repaid upon the successful completion of an initial business combination or the liquidation of the company if a business combination does not occur.


If Mountain Crest Acquisition Corp. V does not complete a business combination, repayment will come from any remaining funds outside of the company’s trust account. The proceeds from this note are intended for the company's working capital purposes. These recent events underscore Mountain Crest Acquisition Corp. V's efforts to maintain financial stability and compliance with market regulations.


InvestingPro Insights


As Mountain Crest Acquisition Corp. V (NASDAQ: MCAG) navigates through its compliance challenges with Nasdaq, investors are closely monitoring the company's financial health and market performance. According to InvestingPro data, MCAG's market capitalization currently stands at $34.56 million. Despite working towards regulatory compliance, the company has not been profitable over the last twelve months, with a reported operating income of approximately -$2.52 million.


An InvestingPro Tip highlights that MCAG's stock is trading near its 52-week high, with the price reaching 98.24% of this peak. This suggests that investors may still have confidence in the company's potential for mergers and acquisitions. Additionally, the stock typically exhibits low price volatility, which could be appealing to investors seeking stability in their portfolio. However, it is important to note that the company does not pay a dividend to shareholders, which might influence the investment decisions of income-focused investors.


For those considering an investment in Mountain Crest Acquisition Corp. V, it is worth noting that the company's short-term obligations exceed its liquid assets, which could present financial challenges in the near future. Moreover, with a negative P/E ratio over the last twelve months, as of Q1 2024, the company's earnings do not currently support its share price. The InvestingPro platform offers additional insights, with a total of 7 InvestingPro Tips available for MCAG, which can provide further guidance to investors weighing the risks and opportunities associated with the company.


Investors interested in a deeper analysis of MCAG's financials and market position can explore these tips and more at https://www.investing.com/pro/MCAG.

This article was generated with the support of AI and reviewed by an editor. For more information see our T&C.

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